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CHAPTER I - THE
NEUTRALITY OF THE UNITED STATES
The neutral
attitude assumed by the United States was maintained throughout the war.
With reference to any official recognition of the
Transvaal as a independent State
apart from the immediate purposes of war no action was taken.
This view of the situation in South Africa was entirely consistent with
the requirements of international law, and, in carrying out the
obligations of a neutral to the belligerents, the governmental position
was fully justified by a knowledge of the relations which had existed
between the Transvaal and Great Britain in the past.
Early in October,
before war had actually begun, it was understood that Mr. Pierce, the
Orange Free State consul-general in New York, had made every effort to
induce President McKinley to request other nations to act with the
United States as arbitrators in the dispute between the Governments of
the Transvaal and Great Britain, but the close friendship existing
between England and the United States and the very friendly
attitude assumed by Great Britain
during the Spanish-American War made
such action impossible. The State Department at Washington announced
that in the
event of war the Government would maintain an absolutely neutral
attitude, and issued instructions early in October to all
American consuls in South Africa
directing them to secure protection for all neutrals of the
United States who had not affiliated politically with either Great
Britain or the South African Republics, either by exercising the
franchise or otherwise. While those whom this definition did not cover
were not to be directly under the protection of the United States, the
State Department expressed itself as ready to use its good offices in
their behalf in case they were involved in trouble resulting from the
war. Such had been the position of the Department in the case
of Mr. John Hays Hammond, a citizen
of the United States who had been involved in the Jameson Raid,
although he had taken part in an
expedition which was not officially approved by Great Britain and which
was hostile to a Government with which the United States had no
quarrel.[1]
[Footnote 1: For.
Rel., 1896, pp. 562-581.]
On October 8, the
day before the Transvaal ultimatum was presented to Great Britain, the
British Ambassador in Washington confidentially inquired whether in the
event of an attack upon the English forces by the Boers, rendering
necessary the withdrawal of the British agent, the United States would
allow its consul to take charge of the British interests in the
Transvaal.[2] Consent was very properly given on the eleventh that the
United States would gladly allow its consul at Pretoria "to afford to
British interests in that quarter friendly and neutral protective
offices."[3] On the thirteenth this courtesy was acknowledged and the
information given that the British agent had
withdrawn. On the same day Mr.
McCrum was instructed, "with the assent of the South African
Republic, to afford to British interests the friendly protective offices
usual in such contingencies."[4]
[Footnote 2: For.
Rel., 1899, p. 350, Tower to Hay, Oct. 8, 1899.]
[Footnote 3: For.
Rel., 1899, P. 350, Hill to Tower, Oct. 11, 1899.]
[Footnote 4: For. Rel., 1899, p. 351, Tower to Hill, and Adee to Tower,
Oct. 13,
1899.]
Having thus assumed an attitude entirely in accord with the obligations
incumbent upon a neutral, the United States refused to heed the popular
demand to
urge upon Great Britain its offices as mediator in a matter which
directly concerned the British colonial policy. Secretary Hay properly
refused to involve the Administration in the complications which would
have followed any official interrogation addressed to the British
Government with reference to its ultimate intentions in South Africa.
Moreover, it was authoritatively stated that any concerted
European intervention would not
meet with favor in Washington, as such action would only tend to
disturb general commercial relations by
embroiling most of the nations of
the world. Any attempted intervention would certainly have led to
a conflict of the Powers, and would have involved questions of national
supremacy, disturbed the balance of power, and raised the Chinese
question, in which last the United States had an important interest. It
was a sound policy therefore upon the part of the United States not to
encourage any intervention by European nations in the affairs of Great
Britain in South Africa.
This attitude not
only reciprocated the friendly feeling shown by
England during the Spanish-American
War, but was in strict accord with the traditional American
policy enunciated by Washington. The acquisition of the Philippines had
only served to exemplify the soundness of this doctrine, and the State
Department was not in a mood to take the initial steps which might lead
to added responsibilities with reference to matters which, in this
instance at any rate, were not
directly of American concern. The part to be played by the United States
was clearly that of an impartial neutral.
In his message to
Congress in 1900 President McKinley stated that he was happy to say that
abundant opportunity had been afforded in the situation at Pretoria to
permit the United States consul there to show the impartiality of the
Government toward both the combatants.
Developments, however, were to show
that things had not gone so smoothly there as was supposed at the
time.
On December 8 the President had appointed Mr. Adelbert Hay, son of the
Secretary of
State, to succeed Mr. McCrum in his position as consul and instructions
were sent to him to proceed at once to Pretoria. Mr.
Hollis, the American consul at
Lorenzo Marques, was directed at the same time to act ad interim
at Pretoria after the departure of Mr. McCrum and until Mr. Hay could
reach South Africa. On December 18 Mr. Hollis took charge of all British
and American interests within the Transvaal while still keeping an
oversight of the affairs of the United States in and around Lorenzo
Marques.
Soon after the war had begun Mr. McCrum had reported to Washington, in
reply to
inquiries with reference to the British prisoners in the hands of the
Boers, that it was the wish of the Republican Government that in the
future all requests for the payment of money to officers or other
prisoners, as well as inquiries regarding their welfare, should come
through the regular military channels at the front. The Republic at the
same time intimated that it could no longer recognize Mr. McCrum in any
official capacity on behalf of Great Britain.[5] The British
representative at once suggested that the United States consul be
instructed to point out to the Transvaal that such an attitude was a
departure from the usual practice in not permitting the American
Government to use its friendly good offices on behalf of the English
prisoners of war. Lord Salisbury called attention to the fact that
during the Crimean War "moneys" for the British prisoners in Russia were
distributed through the Danish representatives in St. Petersburg and
London; and that during the
Franco-Prussian War such small sums of money were handed to the
French prisoners in Germany through the British Foreign Office. It was
understood as a matter of course that reciprocal privileges would be
extended to the Boer prisoners in the hands of the English
commanders.[6]
[Footnote 5: For.
Rel., 1900, p. 619, Hay to Pauncefote, Nov. 11, 1899.]
[Footnote 6: Ibid.,
p. 619, Hay to Pauncefote, Nov. 22, 1899.]
Mr. McCrum, following instructions from his Government, had placed the
English view
of the situation before the Transvaal authorities before he left
Pretoria, and had called their attention to the fact that for them to
permit the charitable and humane intervention of the United States
consul under the circumstances was the regular course in time of war.[7]
But not until Mr. Hollis reached Pretoria was the attitude of the
Republic explained. He inquired of the Secretary of State as well as of
the Secretary for Foreign Affairs with reference to the attitude he
would be allowed to assume toward British interests; to what extent he
might act on behalf of British prisoners of war in the Transvaal and
Orange Free State; and how far he might exercise the usual consular
functions on behalf of Great Britain during the war.
[Footnote 7: For. Rel., 1900, p. 620, Hay to Pauncefote, Nov. 28, 1900,
and Hay to
Pauncefote, Apl. 9, 1900.]
The report was made
to Washington "from many official and consular sources that the late
British agent at this capital [presumably Mr. Green] was always a thorn
in the side of this Government, and that he is, in part, responsible for
this present war."[8] It was pointed out that since this was the
attitude of the Republican Government there existed at Pretoria a
decided aversion to the recognition of any one who might claim to act as
a British agent. The Transvaal Secretary of State expressed himself
emphatically upon the point: "We got rid of the British agent on the
eleventh of October last, and God willing, we will never have another
one here."[9] Mr. Reitz even went so far as to express the confident
hope that at the close of the war a British minister and British consuls
would reside at Pretoria, but he was positive upon the question of
receiving any one who was known as an agent of Great Britain. No one who
assumed this relation toward the
English Government would be acceptable to the Transvaal and Orange Free
State.
[Footnote 8: For.
Rel., 1900, p. 621, Hollis to Hill, Feb. 2, 1900.]
[Footnote 9: For.
Rel., 1900, p. 621, Hollis to Hill, Feb. 2, 1900.]
The attitude which
the Republic alleged it had been willing and was ready to assume was an
unwillingness to recognize the consul of the United States or any other
consular officer as the official
representative of the British Government during the war; an objection to
the transmission of the official communications of the English
Government to that of the South African Republic, or of the official
despatches of the English
Government addressed to the British prisoners in the hands of the
Transvaal, or of "moneys" or funds sent by the British Government to the
English prisoners of war. On the other hand the Transvaal authorities
were not unwilling to allow the United States consul at Pretoria to
perform certain enumerated services in behalf of all British prisoners
of war and their friends. No objection was made to the forwarding of
letters and papers sent by friends to the prisoners, and, under the
supervision of the War Office of the Transvaal, the Republic expressed
itself willing to permit the distribution of funds sent to the English
prisoners by their friends at home. But it was
understood that such services would
be reciprocal, and that the Republic would have the right to
request similar services of the American consular officers on behalf of
the Boer and Afrikander prisoners in the English possessions. The right
was reserved to revoke any and all privileges to receive letters,
papers, parcels and money, which were enjoyed by British prisoners in
the Transvaal, should the fact be sufficiently proved that Boer or
Afrikander prisoners in the hands of
the English authorities were not
receiving kind and humane treatment, or were being denied
privileges similar to those enjoyed by British prisoners in the
Republic. All concessions on the part of the Transvaal Government would
be instantly revoked on these grounds as sufficient reason and cause for
such action. The Republican Government asserted that this had been the
attitude in accordance with which it had acted from the commencement of
the war.[10]
[Footnote 10: For. Rel., 1900, pp. 621-622, Hollis to Reitz, Jan. 31,
1900, and
Reitz to Hollis, Feb. 2, 1900.]
With reference to
the recall of the American consul and the appointment of Mr. Adelbert
Hay, it appears that there had been a certain amount of
friction between Mr. McCrum and the
English censor at Durban concerning the consular mails. In
connection with this incident, and a little unwisely it would seem, Mr.
McCrum had reported unofficially that his
mail had been tampered with by the
censor and had been forwarded to him only after Colonel Stowe,
the American consul-general at Cape Town, had secured its release. He
asserted: "I had the humiliation, as the representative of the American
Government, of sitting in my office in Pretoria and looking upon
envelopes bearing the official seal of the American Government, opened
and officially sealed with stickers, notifying me that the contents had
been read by the censor at Durban."
And he continues, "when I accepted my post as consul I knew nothing of
any secret alliance between America and Great Britain."[11] These
charges brought forth in the House
of Representatives a resolution which called upon the President
to furnish information as to whether the consul's mail had been opened
and read by the British censor and, if so, what steps had been taken in
the matter. Information was also asked as to what truth there was in the
statement that a secret alliance existed between the "Republic of the
United States and the Empire of Great Britain."[12]
[Footnote 11: H.R.,
Doc. 458, 56 Cong., 1 Sess.]
[Footnote 12: H.
Res. 149, 56 Cong., 1 Sess.; also H. Res. 160.]
In response the
President reported through the Secretary of State that the Department
had been in regular communication by mail and telegraph with Charles E.
McCrum, late consul at Pretoria, since his entrance upon the duties of
the office. Communications made to him had been answered by him. His
despatches forwarded through the consulate at Lorenzo Marques had been
regularly received during his incumbency in office. It was pointed out
that the only instance of complaint had been in November, when a
temporary stoppage of the mails had occurred at Cape Town, against which
both Mr. McCrum and the consul at Lorenzo Marques had protested. But
arrangements had been then made for the prompt delivery of all the
consular mails to the United States consulate at
Cape Town by which they were
forwarded to the consul at Lorenzo Marques and thence to
Pretoria. The delay had continued only a few days and the difficulty had
not occurred again. It was pointed out also that this arrangement had
been made known to both Mr. McCrum and Mr. Hollis as early as November
16, and that no obstacle had since existed to prevent
the unhampered correspondence from
Pretoria to Washington. Moreover, the Secretary of State asserted
that Mr. McCrum had not officially reported "any instance of violation,
by opening or otherwise, of his official mail by the British censor at
Durban, or any person or persons whatsoever, there or elsewhere;"[13] he
had not so reported since he left Pretoria, although ample opportunity
was afforded him to do so by mail or in person when he reported to the
Department on his return.
[Footnote 13: H.R.,
Doc. 458, 56 Cong., 1 Sess.]
In regard to the second charge made by Mr. McCrum it seemed hardly
necessary to
say that there was no truth in the statement that a secret alliance
existed between Great Britain and the United States; that no form of
secret alliance was possible under the Constitution since all treaties
required the advice and consent of the Senate. Mr. Hay
concluded, however, by emphatically
assuring the members of Congress that "no secret alliance,
convention, arrangement, or understanding exists between the United
States and any other nation."[14]
[Footnote 14: H.R.,
Doc. 458, 56 Cong., 1 Sess.]
Mr. McCrum later appeared before the Committee on Foreign Affairs in the
House of
Representatives and stated his side of the case. He declared that while
at Pretoria he had understood that the British Government was in
possession of the United States cable ciphers but he was unable to
affirm this from personal knowledge. He based his belief, he said, upon
the fact that when on November 6 he had cabled by way of Durban to the
Department asking for leave of absence the incident had been reported to
have been published in a Durban paper on the following day, although he
had cabled in cipher. He was not able to say, however, whether the fact
of his desiring leave was actually published on November 7, as he had
not seen the paper, but had heard that the fact had been published. He
asserted that the first actual evidence of the opening of his mail was
in the case of two opened letters reaching him, but he admitted that he
had not reported the matter to the Department. When Mr. Hay mentioned
the matter to Sir Julian Pauncefote, the British Ambassador in
Washington, the English Government replied that it had no knowledge of
the incident, and gave the assurance that if it had occurred it had been
contrary to instructions. Colonel Stowe later informed Mr. Hay that two
letters from the consulate at Cape Town, one for Pretoria, the other for
Lorenzo Marques, had been opened by the censor at Durban, but that Sir
Alfred Milner, the British High Commissioner, had afterward offered a
very satisfactory apology.
In view of these
facts the committee of the House, before which Mr.
McCrum appeared, made no report, and when Mr. Adelbert Hay reported that
he had
failed to find on the files of the consulate any evidence of the
official mail having been tampered with, the incident was considered
closed. Mr. Hay declared that as far as he could ascertain, no
interference had occurred in the communication, either telegraphic or
postal, between the State Department and the consulate.[15]
[Footnote 15: For.
Rel., 1906, p. 20, Hay to Pauncefote, Apr. 9, 1900.]
The new consul at
Pretoria also reported that everything was as satisfactory as could be
expected under the circumstances of war, and
his official intercourse with the
Transvaal Government afterwards fully justified this assertion.
The republics displayed a proper attitude
toward the consulate not only as
representing American interests, but as representing Great
Britain during the course of hostilities. Every facility was afforded
the American consul for performing his duties. For the efficient service
he had rendered in connection with the British
prisoners he was publicly thanked
by the British High Commissioner, who expressed the feeling of
gratitude which he said existed throughout the
British Empire for the good work
which had been performed by both Mr. Hay and Colonel Stowe, the
latter at Cape Town.
While enforcing the
obligations of a neutral State by an attitude of strict impartiality
toward both belligerents, the United States was not inclined to allow
popular sympathy for the Boers to lead to complications with foreign
nations over a matter with which it was only remotely concerned. This
position was known to the envoys of the Transvaal and Orange Free State
before they left Pretoria. Ample opportunity to realize the situation
had been afforded them before they left Europe for America after an
unsuccessful tour of the capitals of the Continent. Nevertheless, they
determined to appeal to the United States, and with this purpose in view
arrived in Washington on May 17,
1900. A resolution introduced in the Senate by Mr. Allen of Nebraska on
May 19, which would have extended the privilege of the floor to
them, was laid on the table,[16] a decision the wisdom of which is
unquestionable. The Senate stands
before the world as an important part of the treaty-making power
of the United States. Such a privilege, if
extended to the mission, could have
meant nothing to foreign powers but an official reception to the
envoys of a government which was not recognized as legitimate by its
former conventional suzerain. It was not the part of the Senate to
inquire into the substance of the past relations between Great Britain
and the Transvaal. Especially was this true since the governmental
position had been declared early in the war and nothing had occurred to
warrant any alteration in that position. This was the view which
President McKinley took of the situation, and the policy of dealing with
the problem was that of the strictest neutrality.
[Footnote 16: 56
Cong., 1 Sess., Record, pp. 5735, 5783-86.]
On May 21 it was
officially announced that the delegates had called by appointment at the
State Department. The notice given out to the press read: "They were
cordially received and remained with the Secretary of State for more
than an hour. They laid before the secretary at much
length and with great energy and
eloquence the merits of the controversy in South Africa and the
desire of the Boer Republics that the United States should intervene in
the interests of peace and use its influence
to that end with the British
Government."[17] The ambition of the envoys on leaving the Transvaal for
Europe had been "for the purpose of seeking recognition and
intervention," but the success of their mission at Washington was not to
be greater than it had been in European capitals.
Although Mr. Hay
received them courteously their competence to treat directly with the
State Department was not recognized. When they realized this fact they
appealed directly to the people in the hope of bringing a certain amount
of pressure to bear upon the President from that source. He fully
realized, however, that under the circumstances no interference was
advisable. A departure from this policy would have created a precedent
which might later have been appealed to by any European government in
behalf of its subjects in this country. As Presidential candidate,
however, William J. Bryan, in effect, if not in
express terms, promised a mediation
that would mean something should the Democrats come into power,
and it was hopes created by such utterances which encouraged the Boers
to believe that intervention on the part of the United States was a
possibility. Even the Senate passed resolutions of sympathy which only
held out a vain hope and naturally caused a certain amount of criticism
in England. In the end, however, the envoys became convinced that
nothing was to be hoped for in the way of dictatorial interference by
the United States.
[Footnote 17:
Moore, Digest of Int. Law, Vol. I, p. 213]
In his message to
Congress, in 1899, three months after the war began, President McKinley
had been able to declare: "This Government has maintained an attitude of
neutrality in the unfortunate contest between Great Britain and the Boer
States of Africa. We have remained faithful to the precept of avoiding
entangling alliances as to affairs not of our direct concern. Had
circumstances suggested that the parties to the quarrel would have
welcomed any kindly expression of the hope of the American people that
war might be averted, good offices would have been gladly tendered." And
in May, 1900, after the interview with the Transvaal delegation, Mr. Hay
gave out a statement through his secretary in which it was declared that
this entirely correct neutral attitude had been strictly adhered to: "As
the war went on the President, while regretting the suffering and the
sacrifices endured by both of the combatants, could do nothing but
preserve a strict neutrality between them. This has been steadfastly and
constantly done, but there never has
been a moment when he would have
neglected any favorable occasion to use his good offices in the
interest of peace."[18] Mr. Hay also pointed to the fact that on March
10, 1900, at the request of the Republics, the United States consul at
Pretoria had communicated with his Government with a view to the
cessation of hostilities, and that the same proposal was made to
European powers through their respective consuls.
[Footnote 18:
Moore, Digest of Int. Law, Vol. VII, p. 19.]
The request of the
Transvaal was at once despatched to London, and the
earnest hope was expressed by the
President that a way might be found to bring about peace, with
the intimation that he "would be glad to aid in any friendly manner to
promote so happy a result." The Transvaal was
promptly informed of this action
and the United States representative in London communicated the
President's instructions to Lord Salisbury. In answer he was
requested to "thank the President for the friendly interest shown by
him," but it was unmistakably declared that "Her Majesty's Government
could not accept the intervention of any power."[19] This reply was
communicated to Pretoria, and no further steps were taken, since any
insistence upon the part of the United States would have been an
unfriendly act.
[Footnote 19:
Moore, Digest of Int. Law, Vol. VII, p. 20.]
In justification of
the action of the President, in view of the popular feeling that more
urgent pressure might have been used to cause the cessation of
hostilities, Secretary Hay clearly showed that the United States
Government was the only one of all those approached by the republics
which had even tendered its good offices in the interest of peace. He
called attention to the fact that despite the popular clamor to the
contrary the action of the Government was fully in accord with the
provisions of the Hague Conference and went as far as that Convention
warranted. A portion of Article III of that instrument declares:
"Powers, strangers to the dispute, may have the right to offer good
offices or mediation, even during the course of hostilities," but
Article V asserts, "The functions of the mediator are at an end when
once it is declared either by one of the parties to the dispute or by
the mediator, himself, that the means of conciliation proposed by him
are not accepted."[20] Obviously any further action on the part of the
United States was not required under the circumstances, and Secretary
Hay seems fully justified in his statement that "the steps taken by the
President in his earnest desire to see an end to the strife which caused
so much suffering may already be
said to have gone to the extreme limit permitted to him." Moreover, had
the President preferred not to present to Great Britain the
Republic's request for good offices, his action could have been
justified by the conditions under which the representatives of the
United States at the Hague signed that
convention. At that time the
express declaration was made that "Nothing contained in this
Convention shall be so construed as to require the United States of
America to depart from its traditional policy of not intruding upon,
interfering with, or entangling itself with questions of policy or
internal administration of any foreign State."[21]
[Footnote 20:
Moore, Digest of Int. Law, Vol. VII, p. 23.]
[Footnote 21:
Moore, Digest of Int. Law, Vol. VII, p. 21.]
The final utterance
of the President in regard to the mission of the
Boers was the conclusive statement
made through Secretary Hay: "The President sympathizes heartily
in the desire of all the people of the United States that the war ...
may, for the sake of both parties engaged, come to a speedy close; but
having done his full duty in preserving a strictly neutral position
between them and in seizing the first opportunity that presented itself
for tendering his good offices in the interests of peace, he feels that
in the present circumstances no course is open to him except to persist
in the policy of impartial
neutrality. To deviate from this would be contrary to all our traditions
and all our national interests, and would lead to consequences
which neither the President nor the
people of the United States could regard with favor."[22]
[Footnote 22:
Moore, Digest of Int. Law, Vol. VII, p. 21.]
The attitude of the
United States in the immediate vicinity of the war as well as the manner
in which the envoys of the Transvaal were received in Washington
rendered criticism impossible with reference to the fulfilment of the
obligations of a neutral State. But serious charges
were repeatedly made by the
Transvaal sympathizers with reference to the use to which
American ports and waters were put by British vessels or British-leased
transports plying between the United States and South Africa. It was
alleged that Great Britain was able to create here a base of warlike
supplies, and thus to obtain material aid in her operations against the
Boer forces. The probability of the truth of the Transvaal's allegations
would seem at first thought to be slight considering the distance of the
scene of war from the coasts of the United States, but upon closer
inspection these charges become more worthy of belief. That warlike
supplies were actually transported from at least one of the ports of the
United States under such a systematic scheme as to constitute a base of
hostile supplies for the English forces in South Africa, would seem to
be established.
Individual commercial transactions with belligerents always occur, and
it is not
the part of neutral governments to assume responsibility for all such
transactions, but the principles of the international law of the present
day do require all neutral states to see to it that their respective
territories are not made bases for hostile operations.
A few minor
incidents showed that the obligations of neutrality would be
enforced by the United States when
it became apparent to the Government that the neutrality laws
were being evaded. In Cincinnati a Frenchman giving his name as Pierrot
was summoned before the United States Attorney on a charge of a
violation of neutral restrictions. He had been known, it seems, as a
recruiting officer for the Transvaal Government,
but avowed that he had engaged men
only for the Boer hospital corps and not for the army of the
Republics. The warning that he must cease enlisting men even for this
branch of the republican service proved
sufficient in this case, but undoubtedly such recruiting on a small
scale
continued to evade detection.
Later, the New York courts restrained the steamer Bermuda from leaving
the port
upon the application of a British subject, who alleged that he had been
informed that the Bermuda was carrying contraband to the Transvaal.
After a detention of five days the ship was allowed to sail because it
was not shown that the allegation had any foundation in fact.
Toward the close of November, 1900, a charge of a more serious nature
was made. It
was reported that a British remount establishment was operating in the
United States and had just purchased fifty thousand horses and mules for
the British forces in South Africa, and considerable attention to this
alleged violation of neutral obligations
was drawn by that portion of the
press which was in sympathy with the Boers. A resolution was adopted by
the House of Representatives calling upon the President to furnish
information "whether our ports or waters had been used for the
exportation of horses, mules, and other supplies for use in South
Africa, and if so, to what extent and what steps had
been taken to prevent such a use
being made of neutral territory in time of war."[23] The request
was also made that full information be furnished with reference to the
number of horses and mules which had been cleared from the ports of the
United States since the beginning of the war, with a detailed statement
of the shipments from each port and the dates of such clearances.
[Footnote 23: H.
Res. 414, 418, 56 Cong., 2 Sess., Feb. 28, 1901.]
The reply submitted
to Congress was that the ports of the United States
had been used for the exportation
of horses and mules and other supplies for use in South Africa;
that between October, 1899, and January 31, 1901, the value of such
shipments had amounted to $26,592,692; that no steps had been taken to
prevent the "lawful exportation of horses, mules, and other supplies to
South Africa;" and that the number of
horses and mules shipped from the
ports of the United States during this period had been 76,632. It
was not practicable, it was asserted, to give the shipments from each
port and the dates of such shipments without examining the copies of the
manifests of each vessel that had cleared for South Africa. Such an
examination and compilation could not be presented to Congress before
its adjournment, although copies of the clearance papers were filed with
the collectors of the customs at the different ports of the country.[24]
[Footnote 24: H.R.,
Doc. 498, 56 Cong., 2 Sess.]
In the same report it was shown that of the entire exports to South
Africa during this period a large proportion had been of warlike
supplies, if horses
and mules for army purposes can be considered warlike in character;
28,598 horses valued at $2,698,827; 48,034 mules valued at $4,611,365.
Gunpowder to the value of $1472 had also been exported; other explosives
to the value of $7073, and firearms valued at $924, in all $7,310,661
worth of such supplies exported to one or both of the belligerents in
South Africa. Possibly the larger proportion of
the gunpowder, other explosives,
and firearms was run into the Transvaal by way of Delagoa Bay as
contraband under the usual risks, or was used for purposes apart from
the war, but with reference to the supplies for the British army it
would seem that a very free use was made of the ports and waters of the
United States. One reason why the English
Government was able to supply its
armies in South Africa with horses and mules in such large numbers may
have been the fact that a better market supply existed in this
country, but it is more probable that the evasion of the strictest
neutral requirements was easier here than elsewhere. The distance from
the scene of war, although it involved an additional cost for
transportation, also rendered an evasion of the requirements of
neutrality less conspicuous. The supply of horses and mules in the
European market was scant, especially in the class of animals which was
needed, but it seems obvious that the motive which actuated the
purchases was rather the greater ease in evading neutral prohibitions
than the desire to secure a better market at a distance of ten thousand
miles from the seat of war. Possibly both motives actuated the
purchases, but it is nevertheless true that the United States ports were
used to a far greater extent than those of any other neutral Government.
The last statement is borne out by
the Report of the Royal Commission on the War in South Africa, which
shows that from November, 1899, to June, 1902, inclusive, no
fewer than 191,363 horses and mules were shipped from the ports of the
United States for the British forces in South Africa, aggregating a
total cost to Great Britain of approximately $20,175,775. The entire
cost in the United States and elsewhere for such purchases at the end of
July, 1902, amounted to $52,000,000 in round numbers. The entire cost
incurred within the United States was greater than that incurred in any
other country. In Hungary the cost to Great Britain for horses and mules
was $8,203,505; in Spain $1,667,695; in Italy $688,690; in the Argentine
Republic, the British colonies and elsewhere, $21,284,335.[25]
[Footnote 25: Sessional Papers of the House of Commons, C. 1792 (1903),
p. 260.]
In view of this
undoubted use of the ports and waters of the United States by one of the
belligerents in a war toward which a neutral attitude had been declared,
it may be inquired how far the condition of
affairs was known to the
Administration and what opportunity there was for executive
action, especially with reference to the allegation made by the
Transvaal that the port of New Orleans was used as a base of warlike
supplies for the British forces.
On April 10, 1902,
a resolution of the House of Representatives called upon the President
for copies of "any report and communication of the Governor of
Louisiana, together with all accompanying affidavits,
documents and communications
concerning the shipments of horses, mules, and other supplies
from Louisiana to the seat of war in South Africa."[26] In response a
report of Secretary Hay disclosed the fact that on February 1, 1902, a
certain Samuel Pearson had appealed to the President against the use to
which Great Britain had been allowed to put the ports of the United
States in supplying her armies in South Africa. Pearson had affirmed
that "the port of New Orleans was being made the basis of military
operations and the port and waters for the purpose of the renewal and
augmentation of military supplies for the British army." He further
alleged that the attention of the courts had been called to the matter
and the United States circuit court for the eastern district of
Louisiana had declared that the case was not within the cognizance of
the court since the matter could be taken up only by the executive
branch of the government.[27] In making his plea directly to the
President, Pearson asserted that at the port of Chalmette, a few miles
below New Orleans, a British post had been established; that men and
soldiers had been assembled there and were daily engaged in warlike
operations not only for the renewal and augmentation of military
supplies, but for the recruitment of men. He alleged that no concealment
was made of the facts as he had stated them; that although the English
officers did not appear in uniform war was actually being carried on in
behalf of the British Government from the territory of the United
States. He concluded: "With every respect for the authority of the
United States Government, may I not consider your silence or inaction
the equivalent of consent for me to stop the further violation of the
neutrality laws of this port, or to carry on war here for the
burghers."[28]
[Footnote 26: H.R.,
Doc. 568, 57 Cong., 1 Sess., p. 1.]
[Footnote 27:
Pearson v. Parson, 108 Fed. Rep. 461.]
[Footnote 28: H.R., Doc. 568, 57 Cong., 1 Sess., p. 3.]
The President referred the matter to the Mayor of New Orleans with the
intimation that a breach of the peace was threatened. The Mayor shifted
the
responsibility to the Governor of the State on the ground that the
acts complained of were alleged to
have been committed in the parish of St. Bernard and consequently
outside the jurisdiction of the city authorities. Finally, under the
orders of the Governor the Sheriff of St. Bernard parish made an
investigation and reported that Pearson's
statements had been incorrect in a
number of points.[29] It was admitted that mules and horses had
been and were then being loaded at Port Chalmette for the British
Government either directly or indirectly; that the operation was being
carried out by local men all of whom were citizens of the United States;
that the work was being supervised by Englishmen who might or might not
be officers of the British army, although none of them wore the uniform
of Great Britain. But the Sheriff positively asserted that a British
post with men and soldiers was not established at the port; that no
recruiting of men was taking place within the parish; that the only men
taken on the ships were muleteers who were employed in the city of New
Orleans by the contractors; that
these men were taken on board the ships when in mid-stream by tugs which
set out from the city wharves.
[Footnote 29: H.R., Doc. 568, 57 Cong., 1 Sess., p. 4; Nunez, Sheriff of
St. Bernard,
to Heard, Governor of Louisiana, Feb. 28, 1902.]
In a personal
interview "General" Pearson made the same charges to the Governor that
he had made in his letter to the President. He asked that he be allowed
to offer forcible resistance to the shipments to South Africa, and to
the enlisting or employing of men as muleteers, who, he alleged, were
later incorporated in the British army. This interview took place the
day following the Sheriff's letter partially denying the charges to the
Governor, and the latter was not disposed to take any action in the
matter until proof of the accuracy of the averments was
produced, although the facts which
were alleged had become widely known.
The attitude of the
Administration with reference to Pearson's letter, it was believed by
the press, was not of a character to inspire great confidence in the
strict performance of neutral duties. To ignore an allegation of so
flagrant a character as the breach of neutrality, it
was declared, constituted a
disregard of American ideals in the interest of British imperialism
which could not be excused by jocular references to "General" Pearson's
request to the President "to either put an end to this state of
affairs or permit me to strike one blow."[30]
[Footnote 30: The
Republic of Chicago, Feb. 15, 1902.]
It was pointed out
that the problem raised by Pearson was not one that might be laughed out
of the White House, but was the serious question whether the British
Government should any longer be permitted, in violation of American
neutrality, to use an American city and port as a base of warlike
operations against a friendly people. The newspapers, too, had made
public the movements of the English army officers in charge of the
shipments. It seems that the base of operations at first
used by Great Britain was
Southport, but that Chalmette had later been selected. The
efficiency of the latter station was reported upon in March, 1902, by
General Sir Richard Campbell Stewart of the British army. Everything
pertaining to the efficiency of the transportation service was carefully
inspected on behalf of the British Government.
Colonel DeBergh, who was in command
of the remount service in the United States, declared that he had
not received orders from the British War Office to discontinue the
shipments, and that they would be continued "unless General Pearson and
the Boer army drive our garrison away."[31]
[Footnote 31: The
New Orleans Picayune, Mar. 28, 1902.]
The evidence which Pearson was able to place before Governor Heard and
which the
latter laid before the President seemed to substantiate the fact that at
least one of the ports of the United States had been constantly used and
was then being used as a base of military transportation to the British
forces in South Africa. It was shown that William B. Leonard, of New
Orleans, had contracted with Major H.J. Scobell, representing the
British Government, for the purchase of mules to be shipped to South
Africa for military purposes. The contract had
been signed in October, 1899, and
during the months from October, 1899, to May, 1900, large numbers
had been shipped to South Africa under the immediate direction of
British army officers.[32] P.B. Lynch made affidavit that he had been
employed as clerk and bookkeeper in the bureau of the British remount
service in New Orleans from December, 1899, to September, 1901. He
explained the operations of the remount service as well as its methods,
and indicated clearly the direct connection of regularly appointed
officers of the British army with the purchase and shipment of horses
and mules to South Africa. The purchases, it seems, were made at
different points in the country and afterward assembled at a place
designated by the officer in charge in New Orleans. The British army
brand was then placed upon the animals, which were immediately consigned
to the British officer in New Orleans but without giving his military
title. They were then transferred to ships the charter parties of which
were agents of the English Government. It was shown that the ships'
agents usually employed muleteers taken on by tugs from the city of New
Orleans, and it was proved that the whole operation was controlled by
English army officers who were
detailed from London or from South Africa for the purpose.[33]
[Footnote 32: Leonard v. Sparks Bros. & McGee, Civil District Court,
Parish of
New Orleans, Division E, No. 62,770, Feb. 24, 1902.]
[Footnote 33: H.R., Doc. 568, 57 Cong., 1 Sess., p. 9; also pp. 10-13
passim.]
The testimony of
Charles J. Cole showed that as foreman in charge of
seventy or more men he had made six
trips to South Africa in the service of the British Government or
of its agents. His testimony was substantiated by certificates for
seamen discharged before the superintendent of a mercantile marine
office in the British Empire, a British consul, or a shipping officer on
board the vessel on which he had sailed. He had been employed on the
transports Prah, Montcalm,
Knight Bachelor, Montezuma, and Rosetta, all engaged in
transporting horses and mules to the British army in South
Africa. He testified that the transports were in charge of regular
officers of the English army and
that from them all orders were received. He also avowed that many of
the men were urged and solicited by the officers to join the
British army, and were unable to obtain their pay unless they complied
with the request.[34]
[Footnote 34:
Pearson et al. v. Parson et al., United States Circuit
Court, Eastern District of
Louisiana; also H.R., Doc. 568, 57 Cong., 1 Sess., p. 20.]
The affidavit of
R.J. Tourres showed that he had served on the ship Milwaukee. He averred
that the ship's articles were signed by him before the vice-consul of
the British Government; that he was finally referred to an officer of
the English army for duty and acted under his
orders during the voyage from New
Orleans to Cape Town; that when the vessel was not allowed to
land its cargo at that place on account of the plague the consignment of
horses and mules for the British army was delivered at Durban to English
officers in uniform; that he was not allowed to go ashore except upon
the condition of signing with the recruiting officer and joining the
British army; that during the entire voyage a British military officer
in uniform controlled the ship's crew;
and that among the men the
Milwaukee was known as a transport under the direct command of
regularly detailed officers of the English army.[35]
[Footnote 35: Sworn to before notary public Mch. 21, 1902. H.R., Doc.
568, 57
Cong., 1 Sess., p. 21.]
The testimony of a
number of other witnesses sworn before the
commissioner for the eastern
district of Louisiana showed that the wages of the men employed upon the
ship Montcalm had been refused by the captain unless they
would agree to enlist in the British army, but as
American citizens they had refused
to enlist and had demanded the wages due them under the ship's
articles. August Nozeret, an American citizen, foreman of a corps of
muleteers on board the Montcalm, testified that he was told by
the ship's officers that the only way to secure his discharge at Port
Elizabeth was to have a recruiting officer vouch for his enlisting in
the British army; and that he complied with this demand and escaped
enlistment only by pretending to be physically unable to count the
number of perforations in a card when required to do so as a test of
sight at the recruiting office. The affiant was able to say from his own
personal knowledge that certified discharges were not given unless the
men were willing to enlist in the English army.[36] An abundance of
other evidence to the same effect was produced, and it was
shown that both the Montcalm and
the Milwaukee were under the direct control of the British war
authorities. Both had their official numbers painted from their hulls
before entering the Portuguese harbor of Beira.
[Footnote 36: Cramer et al. v. S.S. Montcalm, United States District
Court,
Eastern District of Louisiana, in Admiralty, No. 13,639; also H.R., Doc.
568, 57 Cong., 1 Sess., pp. 22-23.]
The evidence which was thus placed before the President would seem to
show that
the spirit at any rate of the neutrality laws of the United States[37]
had been violated, and that this violation had been systematically
carried out by the British Government and not by individual citizens
merely as a commercial venture.
[Footnote 37: Revised Statutes, Title LXVII, Sections 5281-5291,
inclusive.]
The first section of the neutrality laws which were passed by Congress
in 1818 defines the offense of accepting a foreign commission and lays
down the
penalty for such an offense. The second section forbids any person
within the territory of the United States to enlist in a foreign
service "as soldier, or as a
mariner, or seaman, on board of any vessel of war, letter of
marque, or privateer." The three following sections
prohibit the arming of a vessel to
cruise against a people at peace with the United States, or
against the citizens of the United States, or the augmentation of the
force of any foreign vessel of war. The next prohibits military
expeditions of any kind. This section reads:
"Every person who,
within the territory or jurisdiction of the United States, begins, or
sets on foot, or provides or prepares the means for, any military
expedition or enterprise, to be carried on from thence against the
territory or dominions of any foreign prince, state, colony, district or
people, with whom the United States are at peace, shall be
deemed guilty of a misdemeanor, and
shall be fined not exceeding $3,000, and imprisoned not more than
three years."[38]
[Footnote 38: Sec.
5286.]
Section 5287
provides for the enforcement of the foregoing provisions. It leaves the
cognizance of all complaints in the hands of the several
district courts, but empowers the
President to employ the land and naval forces to enforce all of
the restrictions embodied in the neutrality provisions. The following
section empowers the President to compel foreign vessels "to depart the
United States in all cases in which, by the laws of nations, or by the
treaties of the United States they ought not to remain within the United
States," Section 5289 requires that a
foreign armed vessel shall give
bond on clearance. Section 5290 empowers the collectors of the
customs to detain foreign vessels: "The several collectors of the
customs shall detain any vessel manifestly built for warlike purposes,
and about to depart the United States, the cargo of
which principally consists of arms
and munitions of war, when the number of men on board, or
circumstances render it probable that such vessel is intended to be
employed by the owners to cruise or commit hostilities upon the
subjects, citizens or property of any colony, district or people with
whom the United States are at peace, until the decision of the President
is had thereon, or until the owner gives such bond and security as is
required of the owners of armed vessels by the preceding section."
Section 5291 defines the construction to be put upon the neutrality
laws. They are not to be construed to extend to any subject or citizen
of any foreign State who is only transiently within the United States,
nor directly to be construed in such a way as to prevent the prosecution
or punishment of treason, or of any piracy defined by the laws of the
United States. Possibly the alleged unneutral acts in the territorial
waters of the United States did not fall within the strict letter of the
restrictions contained in these laws. But if the provisions of 1818 are
construed so as to require the maintenance of a perfect neutrality it
would seem that they were evaded in the transactions which were
permitted at the port of New Orleans.
In this connection
the neutrality clause of the Treaty of Washington is of interest. This
treaty was signed in 1871 by Great Britain and the United States and is
illustrative of the requirements of neutrality as understood by these
two nations should either be at war with a third party. For the
immediate purposes of war the allied republics of South Africa by the
fact of their recognized belligerent status possessed rights equal in
international law to those held by Spain or by the
United States with reference to
third powers during the Spanish-American War. On April 26, 1898,
the day after this war was declared, the British declaration of
neutrality referred to the Treaty of Washington as
embodying the terms upon which a
neutral attitude should be observed: "A neutral government is
bound ... not to permit or suffer either belligerent to make use of its
ports or waters as the base of naval operations against the other, or
for the purpose of the renewal or augmentation of military supplies of
arms, or the recruitment of men, ... to exercise due diligence in its
own ports and waters, and as to all persons within its own jurisdiction,
to prevent any violation of the foregoing obligations and duties,"[39]
[Footnote 39: Art. VI; London Gazette Extraordinary, April 26, 1898;
For. Rel.,
1899, pp. 865-866.]
Illegal enlistment
was clearly defined as understood by Great Britain: "If any person ...
being a British subject, within or without Her Majesty's dominions,
accepts or agrees to accept any commission or engagement in the military
or naval service of any foreign state at war with any foreign state at
peace with Her Majesty, ... or whether a British subject or not, within
Her Majesty's dominions, induces any other person to accept any
commission or engagement in the military or naval service of any ...
foreign state ... he shall be guilty of an offense" against this act.
And, "If any person induces any other person to quit Her Majesty's
dominions or to embark on any ship within Her
Majesty's dominions under a
misrepresentation or false representation of the service in which
such person is to be engaged, with the intent or in
order that such person may accept
or agree to accept any commission or engagement in the military
or naval service of any foreign state at war with a friendly state ...
he shall be guilty of an offense against this act." [40]
[Footnote 40: British declaration of neutrality, Apl. 26, 1898. It was
pointed out
that this act extended to all Her Majesty's dominions, including the
adjacent territorial waters.]
The last clause of Article six of the Treaty of 1871 read: "And the High
Contracting Parties agree to observe these rules as between themselves
in future and to bring them to the knowledge of other maritime Powers
and to
induce them to accede to them."[41]
[Footnote 41: Gushing, Treaty of Washington (1873), p. 260. Great
Britain was averse to the acceptance of this article of the treaty, but
finally
acceded to it in the above terms by signing the mutual agreement.]
These provisions were strictly enforced during the Spanish-American War,
and other
countries in their declarations defined the neutral attitude which they
assumed.
The Brazilian
Government in its proclamation of April 29, 1898,
declared: "The exportation of
material of war from the ports of Brazil to those of either of
the belligerent powers, under the Brazilian flag, or that of any other
nation, is absolutely prohibited."[42] It was also pointed out that:
"Individuals residing in Brazil, citizens or foreigners, must abstain
from all participation and aid in favor of either of the belligerents,
and may not do any act which might be considered as hostile to either
one of the two parties and, therefore,
contrary to the obligations of
neutrality."[43] Neither belligerent was to be permitted "to
promote enlistment in Brazil, not only of its own citizens, but also of
the citizens of other countries, for the purpose of incorporating them
in its forces of land and sea."[44] Not even
merchant vessels were to be permitted to weigh anchor in Brazilian ports
until
permission from the port authorities had been granted, and any movements
of the belligerents were to be under the supervision of the customs
authorities for the purpose of verifying the proper character of the
things put on board.[45]
[Footnote 42: Art. IV of the Brazilian proclamation of neutrality; For.
Rel., 1898,
pp. 847 ff.]
[Footnote 43: For.
Rel., 1898, pp. 847 ff., Art. I.]
[Footnote 44:
Ibid., Art. II.]
[Footnote 45: Ibid., Arts. XVII and III.]
The decree of
Denmark forbade Danish subjects to commit certain
enumerated offenses, and among
them: "On or from Danish territory to assist any of the
belligerent powers in the enterprises of war, such as supplying their
ships with articles that must be considered contraband of war."[46]
Danish subjects were forbidden "to take service in any quality soever in
the army of the belligerent powers or on board their government ships,
such prohibition to include piloting their ships of war or transports
outside the reach of Danish pilotage, or, except in case of danger of
the sea, assisting them in sailing the ship;"[47] "To build or remodel,
sell or otherwise convey, directly or indirectly, for or to any of the
belligerent powers, ships known or supposed to be intended for any
purposes of war, or to cooperate in any manner on or from Danish
territory in the arming or fitting out of such ships for
enterprises of war;"[48] "To
transport contraband of war for any of the belligerent powers, or hire
or charter to them ships known or supposed to be intended for
such use."[49]
[Footnote 46: Section I (3) of Danish proclamation of neutrality, Apl.
29, 1898;
For. Rel., 1898, p. 855.]
[Footnote 47: Ibid., Sec. I (1).]
[Footnote 48: Ibid., Sec. I (2).]
[Footnote 49: Ibid., Sec. I (4).]
Japan forbade "the selling, purchasing, chartering, arming, or equipping
ships with
the object of supplying them to one or the other of the belligerent
powers for use in war or privateering; the assisting such, chartering,
arming or equipping,"[50]
[Footnote 50: Art.
4 of Japanese proclamation of neutrality, May 2, 1898. For. Rel., 1898,
p. 879.]
The Netherlands proclamation warned all Dutch subjects under penalty
against
exporting "arms, ammunition, or other war materials to the parties at
war [to include] everything that is adaptable for immediate use in
war."[51]
[Footnote 51: Art II (b) of Netherlands proclamation of neutrality. May
3, 1898.
For. Rel., 1898, p. 888.]
Although the
primary object of these prohibitions was the stoppage of all dealings in
articles of a contraband nature, when fairly construed in the light of
international opinion they would seem to render illegal
the wholesale dealing in horses and
mules intended for army purposes by one of the belligerents. Such
animals are undoubtedly "adaptable for immediate use in war" and were in
fact a necessity for the successful carrying on of the war. In the light
of the express restrictions of the Treaty of Washington as exemplified
in the war between one of the parties to that treaty and a third party
in 1898, the obligation imposed upon the United States, impliedly at any
rate, by the sixth article of the
mutual agreement of 1871 might be read: "The United States is bound
not to permit Great Britain to make use of its ports or waters as
the base of naval operations against the South African Republics, or for
the purpose of the renewal or augmentation of military supplies."
It would seem obvious that horses and mules when intended for immediate
use in
military operations are within the meaning of the term "military
supplies." In numbers of instances horses have been considered
contraband of war. The treaty of 1778 between the United States and
France declared: "Horses with their furnishings are contraband of
war,"[52] In the treaty of December 1, 1774, between Holland and Great
Britain it was understood that
"Horses and other warlike instruments are contraband of war." And
Hall declares that horses are generally considered contraband and are so
mentioned in the treaties between different States. He points out that
the placing of an army on a war footing often exhausts the whole horse
reserve of a country and subsequent losses must be supplied from abroad;
the necessity for this is in proportion to the magnitude of the armies.
Every imported horse is probably bought on account of the Government,
and if it is not some other horse is at least set free for belligerent
use. "Under the mere light of common sense," he says, "the possibility
of looking upon horses as contraband seems hardly open to argument."[53]
[Footnote 52: Article XXIV; Wharton, Digest of Int. Law (1886), Vol.
III,
Sec.372.]
[Footnote 53:
International Law (1880), pp. 579-580.]
Oppenheim shows that the importance of horses and beasts of burden for
cavalry,
artillery, and military transport sufficiently explains their being
declared contraband by belligerents. He asserts that no argument against
their being held as conditional contraband has any validity, and it is
admitted that they are frequently declared absolute
contraband.[54] During the
Russo-Japanese War Russia at first refused to recognize any
distinction between conditional and absolute contraband, but later
altered her decision with the exception of "horses and beasts of
burden," which she treated as absolute contraband.
[Footnote 54:
International Law, Vol. II, p. 426.]
The tendency in
modern times, however, is to treat horses as only conditional
contraband. The only reason that they were not expressly declared
contraband in the Anglo-Boer contest was the character of the war. Had
the Transvaal been able to issue an authoritative declaration and insure
respect for it by a command of the sea, horses and mules would have been
considered technical contraband as in fact they were
actual contraband, being nothing if
they were not "warlike instruments."
The enforcement of
the obligations incumbent upon the United States under the circumstances
undoubtedly lay with the Federal Government rather than with the States.
Early in 1901 a proceeding in equity had been instituted in a federal
court in New Orleans for the purpose of enjoining the shipment of horses
and mules from that port to Cape Colony. The bill was filed by private
individuals who alleged that they had property in the Transvaal and
Orange Free State which was being destroyed by the armies of Great
Britain, and that these armies were able to continue their work of
destruction only by means of the supplies
of horses and mules which were
shipped from the port of New Orleans. The application for an
injunction was denied on the ground that the enforcement of the treaty
obligations of the Government is a function of the President with which
the courts have nothing to do.
The district judge
in delivering the opinion declared that there was nothing in the
principles of international law or in the terms of the Treaty of
Washington, to which an appeal had been made, to prevent the citizens of
a neutral state from selling supplies of war to a belligerent. The court
went on to discuss the right of private citizens to sell supplies to
belligerents, but did not enter upon the question
whether or not the United States
had permitted the British Government to make use of its ports and
waters as a base for the purpose of the augmentation of its military
supplies. The entire discussion of questions of international law was
considered by the court as beyond its cognizance. The court said: "If
the complainants could be heard to assert here rights personal to
themselves in the treaty just mentioned, and if the mules and horses
involved in the case are munitions of war,
all of which is disputed by the
defendants, it would become necessary to determine, whether the treaty
is meant to prevent private citizens from selling supplies to the
belligerents." The court then proceeded: "But the nature of this cause
is such that none of the considerations hereinbefore set out need be
decided," because "the case is a political
one of which a court of equity can
take no cognizance, and which in the very nature of governmental things
must belong to the executive branch of the Government."[55]
[Footnote 55:
Pearson v Parson 108 Fed. Rep. 461]
It will be seen
that the court did not pass upon the question of an improper use of the
ports of the United States. Clearly an injunction
could not be granted since such a
measure would not have had the effect of remedying the evil. It
could not issue, for it was not established that there were private
property rights to be protected. The complainants could show no property
in the implications of the treaty,
nor could they establish the fact alleged, namely, that horses and mules
are munitions of war. The last question was one for the Federal
Government alone to pass upon under the circumstances. Political
obligations are not proper matters for enforcement by the courts. But
the court did declare emphatically that the enforcement of all neutral
obligations with reference to the ports and waters of the United States
was the function of the executive branch of the Government.
The question at
once arose whether it was a function of the state or of the federal
executive to see that the neutrality laws were properly enforced. In
submitting the evidence of the operations of the British agents within
the State of Louisiana Governor Heard declared it to be his opinion that
it was the proper function of the federal and not of the state
Government to enforce obedience to these laws; but, he concluded, "if
such duty belongs to the State where the violations of
such laws occur, I would not
hesitate to act as the laws may warrant and in keeping with the
dignity and responsibilities of statehood."[56] The
Governor asked that he be informed
immediately what, in the opinion of the federal authorities, were
the powers and duties of the state governments in matters of this
character.
[Footnote 56: H.R.,
Doc. 568, 57 Cong., 1 Sess., p. 5.]
Unquestionably it
lay with the federal executive to see to it that the
neutral obligations of all the
States were properly observed. Certain duties rest upon the
governors of the different States, but it is the function of the
President to carry into effect the laws regulating neutral obligations
as well as the provisions of all treaties with
foreign powers as a part of the law
of the land. This duty was pointed out by Secretary Randolph in a
circular of April 16, 1795, to the governors of the different States
during the war between France and
England. He defined the duties of neutrality and concluded: "As often as
a fleet, squadron or ship, of any belligerent nation shall
clearly and unequivocally use the rivers, or other waters ... as a
station in order to carry on hostile expeditions from thence, you will
cause to be notified to the
commander thereof that the President deems such conduct to be
contrary to the rights of our neutrality.... A standing order to this
effect may probably be advantageously placed in the hands of some
confidential officer of the militia, and I must entreat you to instruct
him to write by mail to this Department, immediately upon the happening
of any case of the kind."[57]
[Footnote 57:
Moore, Digest of Int. Law, Vol. VII, p. 934-935.]
It was the duty of the central Government to prevent as far as possible
any abuse of
the privileges which the laws of war allowed to the belligerents. "A
Government is justly held responsible for the acts of
its citizens," said Justice McLean
of the United States Supreme Court, speaking of the Canadian
insurrection of 1838. And he continued: "If this Government be
unable or unwilling to restrain our citizens from acts of hostility
against a friendly power, such power may hold this nation answerable and
declare war against it."[58]
Clearly the
responsibility for the proper restraint rested upon the President with
reference to the incidents which occurred around New Orleans. The fact
that forbidden acts committed within the jurisdiction of a State of the
Union escape punishment within that State does not relieve the central
government of responsibility to foreign governments for such acts. In
view of this fact the citizens of the separate States
should remember the consequences
which may result from their acts. The warning of Justice McLean,
speaking of the incident already cited, is to the point:
[Footnote 58: Citing Reg. v. Recorder of Wolverhampton, 18 Law T.
395-398; see also
H.R., Doc. 568, 57 Cong., 1 Sess., p. 17.]
"Every citizen is
... bound by the regard he has for his country, by the reverence he has
for its laws, and by the calamitous consequences of war, to exert his
influence in suppressing the unlawful enterprises of our citizens
against any foreign and friendly power." And he concludes: "History
affords no example of a nation or people that uniformly took
part in the internal commotions of
other Governments which did not bring down ruin upon themselves.
These pregnant examples should guard us against a similar policy, which
must lead to a similar result."
In the end nothing
came of the alleged unneutral conduct of the United States in the
use which had been permitted of the port of New Orleans during the war.
Had the South African Republic gained an international status claims for
indemnity would probably have lain against the United States for a
violation of its neutral duties. Had the Transvaal, recognized in war as
a belligerent, become an independent State as the result of that war,
such claims would doubtless have been honored and compensation been made
upon equitable grounds. Had the opponent of Great
Britain in the war been one of the recognized powers of the world such a
use of territorial waters could not have been permitted without an
effective protest having been made by the State which was injured. The
Republics, however, were treated at the close of the war as conquered
territory and their obligations taken over by the British Government.
Their rights as an independent State vanished when they failed to attain
the end for which they fought.
The extreme
generosity afterward displayed by Great Britain in the settlement of the
claims of all citizens of the United States who had
suffered by the war may possibly be
explained by the benefits which the English forces were able to secure
from the construction which was put upon American neutrality.
A resolution of the
House of Representatives inquiring as to the treatment of citizens of
the United States in the South African Republic brought out the fact
that the number of those who claimed compensation was not large and that
the British Government was willing to indemnify them.[59] The terms of
settlement allowed to the United States were in marked contrast to those
granted to other powers whose citizens or subjects had also presented
claims for indemnity through their respective governments. This fact is
evident from the transactions
before the Deportation Claims Commission, the appointment of which was
announced on April 8, 1901.
[Footnote 59: H. Res., 178, 56 Cong., 1 Sess.; also H.R., Doc. 618, 56
Cong., 1
Sess.]
The commission came
together "for the purpose of investigating the
claims to compensation which have
been made or may be made by persons the subjects of various
friendly powers in consequence of their deportation to Europe by the
British military authorities in South Africa."[60] It was to be composed
of five members, among them "R.K. Loveday, Esq., formerly a member of
the late South African Republic." The commission was to meet in London
to hear such cases as might be presented there and then proceed to South
Africa with the purpose of continuing its investigations. Any further
evidence that was considered
necessary was to be taken on the return to London. It was announced that
all claims should be filed on or before April 25, 1901, that
claimants might appear either in person or by counsel, and that the
different governments
might represent the combined claims of their respective
citizens or
subjects.
[Footnote 60: For.
Rel., 1901, pp. 216-222.]
Mr. R. Newton Crane appeared before the commission on the part of the
United
States. In all, fifteen claims were presented. Five of these were
presented by persons who alleged that they were native-born citizens of
the United States, although no evidence was furnished as to the date or
place of their birth. Eight alleged that they were naturalized citizens,
while there were two who could produce no evidence whatever of their
status. Eight had been deported on the suspicion of having been
concerned in the Johannesburg plot to murder Lord Roberts and other
English officers; one had been imprisoned at Natal as a Boer spy;
another was captured on the field of battle while serving, as he
alleged, with a Red Cross ambulance corps attached to the Boer forces;
three others were compelled to leave the country for various reasons,
while two more could produce no evidence that they had been forcibly
deported; on the contrary it appeared that they had left South Africa
voluntarily and at their own expense. The whole amount claimed was
$52,278.29 on account of actual losses alleged. The commission heard all
claims by means of an ex parte statement in each case, with the
exception of two for which no statement had been presented. These last
two had been mentioned as claimants by the Ambassador of the United
States on October 24, 1900, in a
communication to Lord Landsdowne, the English Secretary of State
for Foreign Affairs, and were so presented to the consideration of the
commission.
In dealing with the
cases the commission did not insist upon any technical formality in the
way of proof. The plan followed was to allow the legal representative of
the English Government an opportunity to explain why each individual had
been deported. The several claimants were then permitted to put in
evidence to clear themselves of these charges. After the claims had all
been considered in this way the
English representative announced the wish of his government to "agree
with the representatives of the various governments upon a lump sum to
be received by each of the powers in full satisfaction of the
demands of their respective claimants," it being understood that the
British Government "was not to be concerned as to how the sums so paid
were allocated among the various
claimants."[61] This proposal was accepted by the United States
and by the other governments represented.
[Footnote 61: For.
Rel., 1901, p. 221.]
With the announcement of the decision of the commissioners on October
28, 1901,
Mr. Crane pointed out that it had been very difficult to determine the
real merits of most of the claims. Difficulty had been experienced not
only in ascertaining the real facts but in applying the principles of
international law as well. Many of the facts alleged by the claimants
were not substantiated, and it was only the considerate
view taken by the British
Government which made possible a settlement so favorable to the
United States.
Holland put in a
claim for £706,355 in behalf of 1139 persons who alleged that they were
Dutch subjects, and received 5.3 per cent, of that amount, or £37,500,
which was the highest actual award made, although the lowest percentage
of the sum claimed. Germany received £30,000, or 12.22 per cent, of the
amount claimed for 199 persons; Austria-Hungary £15,000, or 34.24 per
cent, for 112 persons; Italy £12,000, or 28.52 per cent, for 113
persons; the United States £6,000, or 22.22 per cent, for 15 persons.
But Mr. Crane called attention to the evident error of basing a
calculation upon the relation the award in each case bears to the amount
claimed. The amount claimed in most cases is not what the claimant
thinks he is justly entitled to for the losses he has sustained, but is
the amount which his "caprice or cupidity fixes as that which may
possibly be allowed him."[62] Among the American claims a number
included demands for "moral" damages, and these claims were larger than
similar demands put in by citizens of other countries.
Even among the American claimants
themselves there was a wide divergence in appraising their
losses, actual as well as moral. Of three in the same occupation, the
same employment, the same domestic surroundings, deported together, at
about the same time, and under almost identical circumstances, one
demanded $5,220, the second appraised his losses at $11,112.50, and the
third estimated his losses at $50,000.
[Footnote 62: For.
Rel., 1901, p. 221.]
With reference to
the American claimants the conditions under which the persons were
deported were practically the same, and there was little if any
distinction as to social rank or grade of employment. Mr. Crane,
therefore, seems justified in his conclusion that the idea conveyed by
the percentage relation of the amount demanded to the amount actually
awarded is misleading, and should not serve as a precedent without
comment for similar claims in the future. A much fairer method for
ascertaining what the award really amounts to is shown to be that of
computing what average sum each claimant received, since the claimants
were practically of one walk of life and employment and were deported
under like conditions. Such a computation shows that the United States
fared much better than any one of
the other governments, the average sum received by each claimant
being £428 11s. 5d., as compared with £150 15s. for Germany; £142 17s.
1d. for Russia; £133 18s. 6d. for
Austria-Hungary; £133 6s. 8d. for Belgium; £125 for Norway and Sweden;
and £106 3s. 10d. for Italy.
The £6,000
offered by the British Government as full compensation for all claims of
citizens of the United States on account of wrongful
arrest, imprisonment and deportation
from South Africa up to October 26, 1901, was accepted by Secretary
Hay. Only £4,000 had been originally offered, but the amount had afterward
been increased to £6,000. Throughout the negotiations the attitude of the
English Government was generous toward the United States. The claimants
included good, bad and indifferent, some of whom were not entitled to
compensation at all, since they were not citizens of the United States,
while others had actually taken up arms
against Great Britain. The average amount awarded to each alleged
citizen of the United States was approximately $2000 as against $216 for
each claimant of all other Governments taken together.
In a number of cases the claimants had contracted with local attorneys upon
the basis of a contingent fee of 50 per cent, of whatever might be
awarded. In one case
the fee of the attorney presenting the claim amounted to $3750, although his
services consisted in merely filing memorials which were not supported by a
single word of proof of the assertions
they contained, even after ample time had been given for the
introduction of such proof. Mr. Crane, therefore, urged that in future
similar claims should be presented directly by the citizens themselves
without the intermediation of attorneys. In the present cases he said that
his requests to the attorneys for the different claimants to furnish
evidence to meet the accusations of the British Government against their
clients had met with no response whatever. He felt justified in believing
that these attorneys had either given up the presentation of the claims of
their clients or that the latter were
dead. It was accordingly suggested that in either case the United States
would be justified in refusing to pay over to the attorneys such sums as
might be allotted to their clients until the latter had been directly
communicated with. In this way they would have the opportunity to confirm or
withdraw any powers of attorney which they might have executed for the
collection of their respective claims.
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